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1113 – Securities Agents, Investment Dealers And Brokers
Securities agents and investment dealers buy and sell stocks, bonds, treasury bills, mutual funds and other securities for individual investors, pension fund managers, banks, trust companies, insurance firms and other establishments. Brokers buy and sell stocks, bonds, commodity futures, foreign currencies and other securities at stock exchanges on behalf of investment dealers. They are employed by investment companies, stock brokerage firms, stock and commodity exchanges and other establishments in the securities industry.
Securities agents and investment dealers perform some or all of the following duties:
Brokers perform some or all of the following duties:
Source: This content has been taken from the official website of CIC
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